• Overview
  • Experience

Overviewprint

When undertaking internal investigations and legal compliance reviews, experience and credibility matter.  It is why corporations, governmental entities, and non-profits hire us when confronted with significant internal irregularities, allegations of impropriety, and compliance issues.

As former Federal and State prosecutors and regulators, we have conducted and supervised hundreds of investigations.  We proceed with discretion, but thoroughly, to uncover, gather, and analyze information from individuals and documents on claims of:

  • Bribery
  • Breaches of fiduciary duty
  • Healthcare fraud
  • Theft
  • False claims
  • Money laundering
  • Violations of government contract regulations
  • Violations of the U.S. Foreign Corrupt Practices Act
  • Privacy and data issues

We make independent assessments and recommendations to our clients, and develop and help implement personalized, effective compliance programs, understanding that prompt and proactive crisis management can reinforce a company’s credibility with law enforcement agencies, regulators, licensing boards, and the investment community. With the right compliance approach, early and aggressive action can also mitigate or altogether eliminate exposure.

Experienceprint

While many of our engagements in this area cannot be made public, recent representations include:

  • Conducted internal investigation for large municipality faced with allegations of bribery, breaches of fiduciary duty, theft, and fraud.
  • Coordinated the development and implementation of an Anti-Money Laundering and Anti-Bribery and Corruption compliance program for international celebrity jeweler and its companies in New York and Geneva.
  • Coordinated the development and implementation of an overall compliance program for a multi-office dentistry practice.
  • Developed Anti-Bribery and Corruption compliance program for engineering firm in wake of New Jersey Attorney General corruption probe.